Seminar on the Implementing Procedures Part I – 18 October 2019: Presentations
Seminar on the Implementing Procedures Part I – 18 October 2019: Presentations
October 24, 2019
24th October 2019
Seminar on the Implementing Procedures Part I – 18 October 2019: Presentations
- The Risk Based Approach – An Overview
- Risk Assessments
- Risk Assessment – Risk Factors & Mitigating Measures
- Geographical Risk, Non-Reputable and High-Risk Jurisdictions
- Identification and Verification Measures
- Beneficial Ownership
- Customer Profile, Nature and Purpose of Business Relationship
- Enhanced Due Diligence on PEPs
- Ongoing Monitoring, Transaction Scrutiny
- MLRO and Outsourcing
Please note that these slide shows were accompanied by verbal explanations delivered in the course of the seminar. They do not provide an exhaustive or full explanation of all the aspects covered.